0001193125-05-015945.txt : 20120703 0001193125-05-015945.hdr.sgml : 20120703 20050201094111 ACCESSION NUMBER: 0001193125-05-015945 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050201 DATE AS OF CHANGE: 20050201 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MASSBANK CORP CENTRAL INDEX KEY: 0000799166 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 042930382 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-37879 FILM NUMBER: 05564069 BUSINESS ADDRESS: STREET 1: 123 HAVEN STREET CITY: READING STATE: MA ZIP: 01867 BUSINESS PHONE: 6179428192 MAIL ADDRESS: STREET 1: 123 HAVEN STREET CITY: READING STATE: PA ZIP: 01867 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BRANDI GERARD H CENTRAL INDEX KEY: 0001134600 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 123 HAVEN STREET CITY: READING STATE: MA ZIP: 01867 BUSINESS PHONE: (781) 942-8130 MAIL ADDRESS: STREET 1: 3 SPARHAWK DRIVE CITY: LYNNFIELD STATE: MA ZIP: 01340 FORMER COMPANY: FORMER CONFORMED NAME: BRANDI GERRARD H DATE OF NAME CHANGE: 20010213 SC 13G 1 dsc13g.htm SCHEDULE 13G Schedule 13G

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

SCHEDULE 13G

(Rule 13d-102)

 

 

(Amendment No.     )

 

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED

PURSUANT TO RULE 13d-2(b)

 

 

 

MASSBANK CORP.

(Name of Issuer)

 

Common Stock

(Title of Class of Securities)

 

 

576152102

                                (CUSIP Number)                                

 

December 31, 2004

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)

 

¨ Rule 13d-1(c)

 

x Rule 13d-1(d)

 

 

CUSIP NO. 576152102

   13G   Page 2 of 5 Pages

 

  1.  

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)

 

            Gerard H. Brandi

    
  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨

(b)  ¨

    
  3.  

SEC USE ONLY

 

    
  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            USA

    

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

  

  5.    SOLE VOTING POWER

 

                81,575

  6.    SHARED VOTING POWER

 

                158,739

  7.    SOLE DISPOSITIVE POWER

 

                54,302

  8.    SHARED DISPOSITIVE POWER

 

                158,739

  9.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            257,899 (FN1)

    
10.  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

¨

    
11.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

            5.8% (FN1)

    
12.  

TYPE OF REPORTING PERSON*

 

            IN

    

 

* SEE INSTRUCTIONS BEFORE FILLING OUT

CUSIP NO. 576152102

   13G   Page 3 of 5 Pages

 

Item 1

  

(a).

    Name of Issuer:          
         MASSBANK CORP.          

Item 1

  

(b).

    Address of Issuer’s Principal Executive Offices:          
         123 Haven Street, Reading, MA 01867          

Item 2

  

(a).

    Name of Person Filing:          
         Gerard H. Brandi          

Item 2

  

(b).

    Address of Principal Business Office or, if None, Residence:          
         123 Haven Street, Reading, MA 01867          

Item 2

  

(c).

    Citizenship:          
         USA          

Item 2

  

(d).

    Title of Class of Securities:          
         Common Stock          

Item 2

  

(e).

    CUSIP Number:          
         576152102          

Item 3.

   If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:     
    (a)    ¨    Broker or dealer registered under Section 15 of the Exchange Act;
    (b)    ¨    Bank as defined in Section 3(a)(6) of the Exchange Act;
    (c)    ¨    Insurance company as defined in Section 3(a)(19) of the Exchange Act;
    (d)    ¨    Investment company registered under Section 8 of the Investment Company Act;
    (e)    ¨    An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
    (f)    ¨    An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
    (g)    ¨    A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
    (h)    ¨    A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;
    (i)    ¨    A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;
    (j)    ¨    Group, in accordance with Rule 13d-1(1)(ii)(J).

CUSIP NO. 576152102

   13G   Page 4 of 5 Pages

 

Item 4.

    Ownership.          
     (a)    Amount beneficially owned:          
          257,899 (FN 1)          
     (b)    Percent of class:          
          5.8% (FN 1)          
     (c)    Number of shares as to which such person has:          
          (i)    Sole power to vote or to direct the vote 81,575          
          (ii)    Shared power to vote or to direct the vote 158,739          
          (iii)    Sole power to dispose or to direct the disposition of 54,302          
          (iv)    Shared power to dispose or to direct the disposition of 158,739          

Item 5.

    Ownership of Five Percent or Less of a Class.     
     If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: ¨     

Item 6.

    Ownership of More than Five Percent on Behalf of Another Person.          
     Not applicable          

Item 7.

    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
     Not applicable

Item 8.

    Identification and Classification of Members of the Group.          
     Not applicable          

Item 9.

    Notice of Dissolution of Group.          
     Not applicable          

Item 10.

    Certifications.          
     By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.          
     (FN1) Aggregate amount of beneficial ownership reported includes 1,523 shares held by Mr. Brandi as custodian for various nieces and nephews and 17,585 shares owned by Mr. Brandi’s spouse, as to all of which shares Mr. Brandi disclaims beneficial ownership.          

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 1, 2005

(Date)

/s/ Gerard H. Brandi

(Signature)

Gerard H. Brandi, Chairman,

President and Chief Executive

Officer

MASSBANK CORP.

(Name/Title)